Disclosures
01 / About This WebsiteThis Site provides general information about Elephant Capital.
This Site is operated by Elephant Capital. It is intended to provide general information about our firm and the capital markets advisory services we offer to qualified market participants. The Site is not directed at retail investors or members of the general public seeking investment advice.
02 / No Offer or SolicitationNothing on the Site constitutes an offer or solicitation.
Nothing on the Site constitutes an offer to sell or a solicitation of an offer to buy any security, financial instrument, or service in any jurisdiction. Any such offer or solicitation will be made only by means of definitive transaction documents that are appropriately authorized for such purpose.
03 / No Investment, Legal, or Tax AdviceInformation on the Site is general in nature.
The information presented on the Site is general in nature and does not take into account the specific objectives, financial situation, or needs of any individual or entity. It does not constitute investment, legal, tax, accounting, or other professional advice. Recipients should consult their own qualified advisors before making any financial decision.
04 / Regulatory StatusOur regulatory status and the scope of our services.
Elephant Capital is a privately held capital markets advisory firm. Elephant Capital is not a registered investment adviser, broker-dealer, or commodity pool operator. We do not provide investment advice within the meaning of the U.S. Investment Advisers Act of 1940 or applicable state securities laws. We do not solicit or accept investment funds from members of the public.
To the extent any service provided by Elephant Capital would require registration or licensure in a particular jurisdiction, we will engage qualified third parties or limit our activities to permitted scope.
05 / ConfidentialityConfidential information is treated accordingly.
Information that you submit to us through the Site or otherwise communicate to Elephant Capital may include information that is confidential or proprietary. We treat such information with the care expected of a professional advisory firm and limit access to those personnel and authorized service providers with a legitimate need to know. Submission of confidential information through the Site does not, by itself, create an advisory or fiduciary relationship.
06 / Forward-Looking StatementsForward-looking statements are not guarantees.
The Site may contain forward-looking statements regarding markets, transactions, or business activities. Forward-looking statements are based on assumptions and current views and are subject to risks, uncertainties, and changes in circumstances. Actual results may differ materially. Elephant Capital undertakes no obligation to update or revise forward-looking statements except as required by law.
07 / Past PerformancePast results are not indicative of future results.
Any references to prior transactions, deal history, or general performance are illustrative and not a guarantee of any particular outcome. Past performance is not indicative of future results. Capital markets transactions are subject to market conditions, counterparty behavior, regulatory developments, and other factors that may produce materially different outcomes than those previously achieved.
08 / Conflicts of InterestPotential conflicts and how we manage them.
As an advisory firm operating across both originator and capital-provider relationships, Elephant Capital may engage with multiple parties whose interests are not aligned. We disclose material conflicts of interest in connection with engagements when they arise, and we take steps appropriate to the circumstances to manage such conflicts. Engagement-specific terms govern the duties Elephant Capital owes to a particular client.
09 / Third-Party InformationExternal information is not independently verified.
The Site may reference data, statistics, market commentary, or other information from third-party sources. While we believe such sources to be reasonably reliable, Elephant Capital does not independently verify all third-party information and does not represent or warrant its accuracy or completeness.
10 / ContactFor disclosure-related questions.
For questions about these Disclosures, please contact us at deals@elephantcm.com or by mail at 6060 Center Dr., Suite 1000, Los Angeles, CA 90045.